Disclosures
LPL Financial is a broker-dealer registered with the United States Securities and Exchange Commission (SEC) and is a member of both the Financial Industry Regulatory Authority, Inc (FINRA) and Securities Investor Protection Corporation (SIPC). LPL Financial is an SEC Registered Investment Advisor. The principal office of LPL Financial is located at 1420 Route 206 North, Suite 210, Bedminster, NJ, 07921. LPL Financial, and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon broker-dealers and investment advisers by those states in which LPL Financial has clients. LPL Financial may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. LPL Financial’s web site is limited to the dissemination of general information pertaining to its brokerage products and services. Accordingly, the publication of LPL Financial’s web site on the Internet should not be construed by any consumer and/or prospective client as LPL Financial’s solicitation to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by LPL Financial with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status and/or disciplinary history of LPL Financial or any of its agents please contact the SEC or FINRA and/or the state securities law administrator for those states in which LPL Financial maintains a registration and or notice filing. LPL Financial does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to LPL Financial’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Quinn Im Registered to sell securities in the following states: NY, NJ, SD & FL
Advisory Services Offered in the following states: NY, NJ, SD & FL
Licensed to sell insurance products in the following states: NY, NJ & FL